Rosa oversees the firm’s strategic overall direction, employees, and agent/advisor performance. Rosa is actively involved in the hiring of team members and skilled at helping employees develop their potential. She is responsible for ensuring the service we provide to our clients is at optimum level and that we meet and strive to exceed state regulation, Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC) and other industry standards for compliance and client privacy.
Rosa has thirty years’ experience in the financial industry, ten of those as Senior Vice President and Chief Operating Officer at Countrywide Investment Services.
Rosa has successfully passed her Series 7, 63 and 24 securities licenses and has been with J.D. Mellberg Financial since 2010.