Rosa oversees the firm’s strategic overall direction, employees, and agent/advisor performance. She is responsible for ensuring the service we provide to our clients is at optimum level and that we meet and strive to exceed NAIC, FINRA/SIPC and other industry standards for compliance and client privacy. Rosa has thirty years’ experience in the financial industry, ten of those as Senior Vice President and Chief Operating Officer at Countrywide Investment Services. Rosa holds her Series 7, 63 and 24 licenses and has been with J.D. Mellberg Financial since 2010.